RIA Intel›Advisers›California›KINGSWOOD WEALTH ADVISORS, LLC

KINGSWOOD WEALTH ADVISORS, LLC

Advisory

N·SAN DIEGO, CA

Data as of Jul 15, 2026 · Source: SEC Form ADV

Total AUM

$3.8B

1-Year AUM Growth

+136.9%

3-Year CAGR

+44.1%

Employees

76

Assets Under Management

Total AUM$3.8B

Discretionary AUM$3.5B

Non-Discretionary AUM$306M

Discretionary %91.9%

Total Clients9,250

Team

Total Employees76

Investment Advisers88

Employee Growth (1Y)-6.4%

Filing History

Total Filings on Record78

First FilingJun 5, 2017

Latest FilingJul 15, 2026

🔒 Full AUM trend chart and 78 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on KINGSWOOD WEALTH ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.