RIA Intel›Advisers›Connecticut›KEY FINANCIAL CONCEPTS, INC.

KEY FINANCIAL CONCEPTS, INC.

Advisory

VERNON, CT

Data as of Jan 12, 2026 · Source: SEC Form ADV

Rank in CT
#1,190
of 1,312 advisers by AUM
Average account
$354K
across 31 accounts
AUM per adviser
$11M
1 adviser

Source: SEC Form ADV. Figures as filed Jan 12, 2026.

Total AUM
$11M
Discretionary %
0%
Clients
26
Employees
2

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$11M
Discretionary AUM$0
Non-Discretionary AUM$11M
Discretionary %0%
Total Clients26
Team
Total Employees2
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InCT
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CT

Closest by assets under management. All figures from Form ADV.

LYONS, JOSHUA CHARLES
$11M
THE WF GROUP, LLC
$11M
ARA UNIVERSAL LLC
NEW HAVEN, CT
$11M
+6.3% 1Y
COMPOUND WEALTH ADVISORS, LLC.
$11M
ANTHEM ASSET MANAGEMENT, LLC
GLASTONBURY, CT
$11M
KP7 INVESTORS LLC
GREENWICH, CT
$10M

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