RIA Intel›Advisers›Texas›KESTRA INVESTMENT MANAGEMENT, LLC.

KESTRA INVESTMENT MANAGEMENT, LLC.

Advisory

N·AUSTIN, TX

Data as of Jan 29, 2026 · Source: SEC Form ADV

Total AUM

$2.6B

1-Year AUM Growth

+500.0%

3-Year CAGR

+142.9%

Employees

13

Assets Under Management

Total AUM$2.6B

Discretionary AUM$2.6B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees13

Investment Advisers17

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record12

First FilingNov 16, 2021

Latest FilingJan 29, 2026

🔒 Full AUM trend chart and 12 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on KESTRA INVESTMENT MANAGEMENT, LLC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.