RIA Intel›Advisers›Arizona›KEATS, CONNELLY & ASSOCIATES, INC

KEATS, CONNELLY & ASSOCIATES, INC

Advisory

PHOENIX, AZ

Data as of Dec 20, 2021 · Source: SEC Form ADV

AUM change, 1 year

-13.1%

declining

AUM CAGR, 3 year

-1.8%

compound annual growth

Filing history

28

filings since 2009

Source: SEC Form ADV. Figures as filed Dec 20, 2021.

Total AUM

—

1-Year AUM Growth

-13.1%

3-Year CAGR

-1.8%

Employees

2

Assets Under Management

Total AUM—

Discretionary AUM—

Non-Discretionary AUM—

Discretionary %—

Total Clients15

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Filing History

Total Filings on Record28

First FilingDec 8, 2009

Latest FilingDec 20, 2021

Full AUM trend chart and 28 historical filings spanning 12+ years

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Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InAZ

Succession Risk

Moderate risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

15 clients

15 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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