RIA Intel›Advisers›California›KATE CAPITAL GROUP LLC

KATE CAPITAL GROUP LLC

Advisory

Data as of Feb 10, 2026 · Source: SEC Form ADV

Rank in CA

#4,185

of 5,480 advisers by AUM

Average account

$246K

across 93 accounts

AUM per adviser

$23M

1 advisers

Source: SEC Form ADV. Figures as filed Feb 10, 2026.

Total AUM

$23M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$23M

Discretionary AUM$23M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients50

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

50 clients

13 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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