RIA Intel›Advisers›Connecticut›K2/D&S MANAGEMENT CO., L.L.C.

K2/D&S MANAGEMENT CO., L.L.C.

Advisory

N·STAMFORD, CT

Data as of Feb 26, 2026 · Source: SEC Form ADV

Total AUM

$6.5B

1-Year AUM Growth

-0.9%

3-Year CAGR

-8.4%

Employees

10

Assets Under Management

Total AUM$6.5B

Discretionary AUM$6.5B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients72

Team

Total Employees10

Investment Advisers30

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record98

First FilingFeb 21, 2003

Latest FilingFeb 26, 2026

🔒 Full AUM trend chart and 98 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on K2/D&S MANAGEMENT CO., L.L.C.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.