RIA Intel›Advisers›Ohio›JOSEPH S. DUKE

JOSEPH S. DUKE

Advisory

OH

Data as of Mar 30, 2026 · Source: SEC Form ADV

Average account
$216K
across 63 accounts
AUM per adviser
$14M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 30, 2026.

Total AUM
$14M
Discretionary %
100%
Clients
63
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$14M
Discretionary AUM$14M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients63
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureSole Proprietorship
Fiscal Year EndDecember
Operates InOH
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in OH

Closest by assets under management. All figures from Form ADV.

VICTORY FINANCIAL SERVICES LLC
MEDINA, OH
$14M
MERITUM WEALTH MANAGEMENT LLC
$14M
DUNPHY WEALTH MANAGEMENT, INC.
CINCINNATI, OH
$13M
BRUIN CAPITAL ALLOCATION, LLC
CINCINNATI, OH
$14M
CCF ADVISORS LLC
ROCKY RIVER, OH
$14M
SAUNIX INVESTMENT MANAGEMENT, LLC
$14M

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