RIA Intel›Advisers›Colorado›JOHNSTON JAMES M & ASSOCIATES INC

JOHNSTON JAMES M & ASSOCIATES INC

Advisory

N·GLENDALE, CO

Data as of Mar 29, 2023 · Source: SEC Form ADV

Total AUM

$398M

1-Year AUM Growth

+15.0%

3-Year CAGR

+15.4%

Employees

2

Assets Under Management

Total AUM$398M

Discretionary AUM$253M

Non-Discretionary AUM$145M

Discretionary %63.5%

Total Clients—

Team

Total Employees2

Investment Advisers4

Employee Growth (1Y)—

Filing History

Total Filings on Record31

First FilingFeb 23, 2001

Latest FilingMar 29, 2023

🔒 Full AUM trend chart and 31 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on JOHNSTON JAMES M & ASSOCIATES INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.