RIA Intel›Advisers›California›JOHN SHAW NOTMAN

JOHN SHAW NOTMAN

Advisory

N·STOCKTON, CA

Data as of Dec 12, 2012 · Source: SEC Form ADV

Total AUM

$4M

1-Year AUM Growth

-32.1%

3-Year CAGR

-39.7%

Employees

1

Assets Under Management

Total AUM$4M

Discretionary AUM$4M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Filing History

Total Filings on Record12

First FilingMar 21, 2001

Latest FilingDec 12, 2012

🔒 Full AUM trend chart and 12 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

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Get the full picture on JOHN SHAW NOTMAN

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.