RIA Intel›Advisers›California›JOHANNSEN & ASSOCIATES, INC.

JOHANNSEN & ASSOCIATES, INC.

Advisory

SANTA BARBARA, CA

Data as of Nov 25, 2025 · Source: SEC Form ADV

Rank in CA

#3,871

of 5,480 advisers by AUM

Average account

$435K

across 76 accounts

AUM per adviser

$33M

1 advisers

Source: SEC Form ADV. Figures as filed Nov 25, 2025.

Total AUM

$33M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$33M

Discretionary AUM$33M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients37

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndAugust

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

37 clients

13 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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