RIA Intel›Advisers›California›JHW FINANCIAL SERVICES INC.

JHW FINANCIAL SERVICES INC.

Advisory

N·SAN RAFAEL, CA

Data as of Dec 3, 2014 · Source: SEC Form ADV

Total AUM

$324M

1-Year AUM Growth

+23.6%

3-Year CAGR

+36.7%

Employees

203

Assets Under Management

Total AUM$324M

Discretionary AUM$0

Non-Discretionary AUM$324M

Discretionary %0%

Total Clients—

Team

Total Employees203

Investment Advisers215

Employee Growth (1Y)—

Filing History

Total Filings on Record36

First FilingFeb 15, 2005

Latest FilingDec 3, 2014

🔒 Full AUM trend chart and 36 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on JHW FINANCIAL SERVICES INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.