RIA Intel›Advisers›Minnesota›JEFFREY SLOCUM & ASSOCIATES, INC.

JEFFREY SLOCUM & ASSOCIATES, INC.

Advisory

N·MINNEAPOLIS, MN

Data as of Apr 28, 2016 · Source: SEC Form ADV

Total AUM

$123.9B

1-Year AUM Growth

+6.9%

3-Year CAGR

+9.1%

Employees

50

Assets Under Management

Total AUM$123.9B

Discretionary AUM$1.1B

Non-Discretionary AUM$122.8B

Discretionary %0.9%

Total Clients—

Team

Total Employees50

Investment Advisers80

Employee Growth (1Y)—

Filing History

Total Filings on Record16

First FilingJun 24, 2010

Latest FilingApr 28, 2016

🔒 Full AUM trend chart and 16 historical filings spanning 6+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on JEFFREY SLOCUM & ASSOCIATES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.