RIA Intel›Advisers›New York›JEFFERIES FINANCE LLC

JEFFERIES FINANCE LLC

Advisory

N·NEW YORK, NY

Data as of Mar 2, 2026 · Source: SEC Form ADV

Total AUM

$24.6B

1-Year AUM Growth

+16.9%

3-Year CAGR

+9.8%

Employees

51

Assets Under Management

Total AUM$24.6B

Discretionary AUM$23.1B

Non-Discretionary AUM$1.5B

Discretionary %94%

Total Clients48

Team

Total Employees51

Investment Advisers124

Employee Growth (1Y)—

Filing History

Total Filings on Record24

First FilingMar 1, 2012

Latest FilingMar 2, 2026

🔒 Full AUM trend chart and 24 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on JEFFERIES FINANCE LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.