RIA Intel›Advisers›Pennsylvania›JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

Advisory

N·PHILADELPHIA, PA

Data as of Jan 12, 2026 · Source: SEC Form ADV

Total AUM

$100.8B

1-Year AUM Growth

+17.7%

3-Year CAGR

+11.3%

Employees

1,208

Assets Under Management

Total AUM$100.8B

Discretionary AUM$64.4B

Non-Discretionary AUM$36.4B

Discretionary %63.9%

Total Clients239,256

Team

Total Employees1,208

Investment Advisers2,375

Employee Growth (1Y)+3.1%

Filing History

Total Filings on Record92

First FilingApr 30, 2001

Latest FilingJan 12, 2026

🔒 Full AUM trend chart and 92 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on JANNEY MONTGOMERY SCOTT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.