RIA Intel›Advisers›Washington›JAMES N. BRAY, PHD DBA INVESTMENT & RETIREMENT ADVISORS

JAMES N. BRAY, PHD DBA INVESTMENT & RETIREMENT ADVISORS

Advisory

SEATTLE, WA

Data as of Jul 26, 2011 · Source: SEC Form ADV

Total AUM

$47M

1-Year AUM Growth

+3.8%

3-Year CAGR

-7.2%

Employees

0

Assets Under Management

Total AUM$47M

Discretionary AUM$47M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record12

First FilingSep 12, 2003

Latest FilingJul 26, 2011

🔒 Full AUM trend chart and 12 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

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Get the full picture on JAMES N. BRAY, PHD DBA INVESTMENT & RETIREMENT ADVISORS

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.