RIA Intel›Advisers›California›JAMES M. O'BRIEN, INC.

JAMES M. O'BRIEN, INC.

Advisory

CARLSBAD, CA

Data as of Jun 8, 2026 · Source: SEC Form ADV

Rank in CA
#4,744
of 5,480 advisers by AUM
Average account
$724K
across 11 accounts
AUM per adviser
$8M
1 adviser

Source: SEC Form ADV. Figures as filed Jun 8, 2026.

Total AUM
$8M
Discretionary %
100%
Clients
5
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$8M
Discretionary AUM$8M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients5
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InCA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

STEVENS, COLE ANDREW
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$8M
THE BUTTERFIELD GROUP LLC
$8M
BLOCH PRIVATE WEALTH, LLC
$8M
MY MONEY MGR LLC
$8M
ANCHOR WEALTH MANAGEMENT
DIAMOND BAR, CA
$8M
-73.3% 1Y
MCWILLIAMS ASSET MANAGEMENT INC.
SAN MARCOS, CA
$8M

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