RIA Intel›Advisers›J. STERN & CO. LLP

J. STERN & CO. LLP

Advisory

N·LONDON

Data as of Jul 30, 2024 · Source: SEC Form ADV

Total AUM

$2.2B

1-Year AUM Growth

+53.6%

3-Year CAGR

-2.9%

Employees

12

Assets Under Management

Total AUM$2.2B

Discretionary AUM$1.9B

Non-Discretionary AUM$377M

Discretionary %83.1%

Total Clients73

Team

Total Employees12

Investment Advisers42

Employee Growth (1Y)+11.1%

Filing History

Total Filings on Record6

First FilingNov 25, 2022

Latest FilingJul 30, 2024

🔒 Full AUM trend chart and 6 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on J. STERN & CO. LLP

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.