RIA Intel›Advisers›New York›J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Advisory

N·NEW YORK, NY

Data as of Jul 22, 2026 · Source: SEC Form ADV

Total AUM

$429.7B

1-Year AUM Growth

+41.2%

3-Year CAGR

+15.3%

Employees

8,479

Assets Under Management

Total AUM$429.7B

Discretionary AUM$358.3B

Non-Discretionary AUM$71.4B

Discretionary %83.4%

Total Clients1,055,400

Team

Total Employees8,479

Investment Advisers8,703

Employee Growth (1Y)+9.0%

Filing History

Total Filings on Record378

First FilingApr 30, 2001

Latest FilingJul 22, 2026

🔒 Full AUM trend chart and 378 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on J.P. MORGAN SECURITIES LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.