RIA Intel›Advisers›Kentucky›J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

Advisory

N·LOUISVILLE, KY

Data as of Apr 12, 2019 · Source: SEC Form ADV

Total AUM

$9.3B

1-Year AUM Growth

+21.5%

3-Year CAGR

+14.1%

Employees

384

Assets Under Management

Total AUM$9.3B

Discretionary AUM$4.9B

Non-Discretionary AUM$4.4B

Discretionary %52.6%

Total Clients—

Team

Total Employees384

Investment Advisers1,025

Employee Growth (1Y)—

Filing History

Total Filings on Record96

First FilingJan 31, 2001

Latest FilingApr 12, 2019

🔒 Full AUM trend chart and 96 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on J.J.B. HILLIARD, W.L. LYONS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.