RIA Intel›Advisers›Connecticut›IWM ADVISORY, LLC

IWM ADVISORY, LLC

Advisory

CT

Data as of Mar 27, 2026 · Source: SEC Form ADV

Rank in CT

#1,222

of 1,312 advisers by AUM

Average account

$96K

across 79 accounts

AUM per adviser

$2M

4 advisers

Source: SEC Form ADV. Figures as filed Mar 27, 2026.

Total AUM

$8M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

4

Assets Under Management

Total AUM$8M

Discretionary AUM$8M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients79

Team

Total Employees4

Investment Advisers4

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCT, NY, PA, TX

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

79 clients

5 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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