RIA Intel›Advisers›Kentucky›INVESTMENTS & FINANCIAL PLANNING, LLC

INVESTMENTS & FINANCIAL PLANNING, LLC

Advisory

N·LEXINGTON, KY

Data as of Feb 27, 2026 · Source: SEC Form ADV

Total AUM
$319M
1-Year AUM Growth
+15.3%
3-Year CAGR
+7.8%
Employees
2
Assets Under Management
Total AUM$319M
Discretionary AUM$319M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients735
Team
Total Employees2
Investment Advisers6
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record13
First FilingJun 8, 2020
Latest FilingFeb 27, 2026
🔒 Full AUM trend chart and 13 historical filings spanning 6+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on INVESTMENTS & FINANCIAL PLANNING, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →