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INVESTMENT MANAGEMENT SOLUTIONS

Advisory

TARZANA, CA

Data as of Mar 25, 2026 · Source: SEC Form ADV

Rank in CA
#5,460
of 5,480 advisers by AUM
Average account
$3K
across 4 accounts
AUM per adviser
$7K
2 advisers

Source: SEC Form ADV. Figures as filed Mar 25, 2026.

Total AUM
$14K
Discretionary %
0%
Clients
4
Employees
4

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$14K
Discretionary AUM$0
Non-Discretionary AUM$14K
Discretionary %0%
Total Clients4
Team
Total Employees4
Investment Advisers2
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InCA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

EFFICIENT PORTFOLIO CONSULTANTS, LLC
LINCOLN, CA
$15K
-93.8% 1Y
EMERALD WEALTH MANAGEMENT, INC.
NEWPORT BEACH, CA
$15K
PHILIP S PAUL & ASSOCIATES LP
SAN FRANCISCO, CA
$17K
FIRMA ADVISORS LLC
ALAMEDA, CA
$8K
0.0% 1Y
ROXBURY INVESTMENT ADVISORS, LLC
TARZANA, CA
$20K
-90.0% 1Y
STONE INSURANCE SERVICES, INC.
IRVINE, CA
$20K

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