RIA Intel›Advisers›California›INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

Advisory

N·SAN DIEGO, CA

Data as of Mar 17, 2026 · Source: SEC Form ADV

Total AUM
$12.9B
1-Year AUM Growth
+67.7%
3-Year CAGR
+19.4%
Employees
476
Assets Under Management
Total AUM$12.9B
Discretionary AUM$12.7B
Non-Discretionary AUM$205M
Discretionary %98.4%
Total Clients44,045
Team
Total Employees476
Investment Advisers624
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record95
First FilingSep 23, 2005
Latest FilingMar 17, 2026
🔒 Full AUM trend chart and 95 historical filings spanning 21+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on INDEPENDENT FINANCIAL GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →