RIA Intel›Advisers›Florida›IMPERIAL CAPITAL ASSET MANAGEMENT LLC

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

Advisory

N·PALM BEACH GARDENS, FL

Data as of Jun 5, 2023 · Source: SEC Form ADV

Total AUM

$394M

1-Year AUM Growth

-37.4%

3-Year CAGR

+16.0%

Employees

6

Assets Under Management

Total AUM$394M

Discretionary AUM$108M

Non-Discretionary AUM$285M

Discretionary %27.5%

Total Clients—

Team

Total Employees6

Investment Advisers13

Employee Growth (1Y)—

Filing History

Total Filings on Record31

First FilingMar 16, 2001

Latest FilingJun 5, 2023

🔒 Full AUM trend chart and 31 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on IMPERIAL CAPITAL ASSET MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.