RIA Intel›Advisers›California›ICONIQ CAPITAL, LLC

ICONIQ CAPITAL, LLC

Advisory

N·SAN FRANCISCO, CA

Data as of Mar 26, 2026 · Source: SEC Form ADV

Total AUM

$117.5B

1-Year AUM Growth

+9.0%

3-Year CAGR

+12.3%

Employees

158

Assets Under Management

Total AUM$117.5B

Discretionary AUM$85.8B

Non-Discretionary AUM$31.7B

Discretionary %73%

Total Clients791

Team

Total Employees158

Investment Advisers513

Employee Growth (1Y)-5.1%

Filing History

Total Filings on Record52

First FilingNov 4, 2011

Latest FilingMar 26, 2026

🔒 Full AUM trend chart and 52 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ICONIQ CAPITAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.