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HORIZONS ETFS MANAGEMENT (USA) LLC

Advisory

N·NEW YORK, NY

Data as of Jun 21, 2017 · Source: SEC Form ADV

Total AUM

$62M

1-Year AUM Growth

-16.5%

3-Year CAGR

+25.4%

Employees

5

Assets Under Management

Total AUM$62M

Discretionary AUM$62M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees5

Investment Advisers12

Employee Growth (1Y)—

Filing History

Total Filings on Record14

First FilingJul 18, 2012

Latest FilingJun 21, 2017

🔒 Full AUM trend chart and 14 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HORIZONS ETFS MANAGEMENT (USA) LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.