RIA Intel›Advisers›North Carolina›HORIZON INVESTMENTS LLC

HORIZON INVESTMENTS LLC

Institutional

N·CHARLOTTE, NC

Data as of Mar 16, 2026 · Source: SEC Form ADV

Total AUM
$8.5B
1-Year AUM Growth
+17.0%
3-Year CAGR
+9.2%
Employees
23
Assets Under Management
Total AUM$8.5B
Discretionary AUM$8.3B
Non-Discretionary AUM$187M
Discretionary %97.8%
Total Clients1,481
Team
Total Employees23
Investment Advisers76
Employee Growth (1Y)—
Filing History
Total Filings on Record68
First FilingOct 10, 2001
Latest FilingMar 16, 2026
🔒 Full AUM trend chart and 68 historical filings spanning 25+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on HORIZON INVESTMENTS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →