RIA Intel›Advisers›California›HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.

HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.

Advisory

N·VENTURA, CA

Data as of Aug 26, 2024 · Source: SEC Form ADV

Total AUM

$25M

1-Year AUM Growth

-73.3%

3-Year CAGR

-35.9%

Employees

2

Assets Under Management

Total AUM$25M

Discretionary AUM$1M

Non-Discretionary AUM$24M

Discretionary %5.1%

Total Clients—

Team

Total Employees2

Investment Advisers3

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record12

First FilingApr 21, 2022

Latest FilingAug 26, 2024

🔒 Full AUM trend chart and 12 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.