RIA Intel›Advisers›HIGLEY, JAMES, W.

HIGLEY, JAMES, W.

Advisory

N·

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$180M

1-Year AUM Growth

+10.3%

3-Year CAGR

+0.4%

Employees

1

Assets Under Management

Total AUM$180M

Discretionary AUM$0

Non-Discretionary AUM$180M

Discretionary %0%

Total Clients50

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record25

First FilingJan 25, 2002

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 25 historical filings spanning 24+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HIGLEY, JAMES, W.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.