RIA Intel›Advisers›New York›HERON FINANCIAL GROUP, LLC

HERON FINANCIAL GROUP, LLC

Advisory

Y·NEW YORK, NY

Data as of Jul 31, 2023 · Source: SEC Form ADV

Total AUM

$433M

1-Year AUM Growth

-4.8%

3-Year CAGR

+8.1%

Employees

2

Assets Under Management

Total AUM$433M

Discretionary AUM$287M

Non-Discretionary AUM$146M

Discretionary %66.3%

Total Clients—

Team

Total Employees2

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record30

First FilingDec 11, 2007

Latest FilingJul 31, 2023

🔒 Full AUM trend chart and 30 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HERON FINANCIAL GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.