RIA Intel›Advisers›Arizona›HERITAGE WEALTH MANAGEMENT, LLC

HERITAGE WEALTH MANAGEMENT, LLC

Advisory

N·PHOENIX, AZ

Data as of Feb 14, 2017 · Source: SEC Form ADV

Total AUM

$159M

1-Year AUM Growth

+43.5%

3-Year CAGR

0.0%

Employees

6

Assets Under Management

Total AUM$159M

Discretionary AUM$159M

Non-Discretionary AUM$483K

Discretionary %99.7%

Total Clients—

Team

Total Employees6

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record8

First FilingAug 25, 2015

Latest FilingFeb 14, 2017

🔒 Full AUM trend chart and 8 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HERITAGE WEALTH MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.