RIA Intel›Advisers›California›HERCULES TECHNOLOGY GROWTH CAPITAL, INC.

HERCULES TECHNOLOGY GROWTH CAPITAL, INC.

Advisory

N·PALO ALTO, CA

Data as of Feb 10, 2014 · Source: SEC Form ADV

Total AUM

$1.1B

1-Year AUM Growth

—

3-Year CAGR

0.0%

Employees

39

Assets Under Management

Total AUM$1.1B

Discretionary AUM$1.1B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees39

Investment Advisers66

Employee Growth (1Y)—

Filing History

Total Filings on Record2

First FilingNov 26, 2013

Latest FilingFeb 10, 2014

🔒 Full AUM trend chart and 2 historical filings spanning 1+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HERCULES TECHNOLOGY GROWTH CAPITAL, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.