RIA Intel›Advisers›Pennsylvania›HERBEIN WEALTH MANAGEMENT, L.L.C.

HERBEIN WEALTH MANAGEMENT, L.L.C.

Advisory

N·WYOMISSING, PA

Data as of Mar 18, 2016 · Source: SEC Form ADV

Total AUM

$284M

1-Year AUM Growth

-1.4%

3-Year CAGR

+2.5%

Employees

5

Assets Under Management

Total AUM$284M

Discretionary AUM$283M

Non-Discretionary AUM$857K

Discretionary %99.7%

Total Clients—

Team

Total Employees5

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record26

First FilingApr 27, 2004

Latest FilingMar 18, 2016

🔒 Full AUM trend chart and 26 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HERBEIN WEALTH MANAGEMENT, L.L.C.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.