RIA Intel›Advisers›Missouri›HEFFERNAN & ASSOCIATES, INC.

HEFFERNAN & ASSOCIATES, INC.

Advisory

ST LOUIS, MO

Data as of Feb 26, 2026 · Source: SEC Form ADV

AUM change, 1 year

0.0%

26th percentile in MO

AUM CAGR, 3 year

0.0%

compound annual growth

Average account

$936K

across 20 accounts

AUM per adviser

$19M

1 adviser

Filing history

4

filings since 2001

Source: SEC Form ADV. Figures as filed Feb 26, 2026.

Total AUM

$19M

1-Year AUM Growth

0.0%

3-Year CAGR

0.0%

Employees

2

Assets Under Management

Total AUM$19M

Discretionary AUM$0

Non-Discretionary AUM$19M

Discretionary %0%

Total Clients20

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Filing History

Total Filings on Record4

First FilingJan 30, 2001

Latest FilingFeb 26, 2026

Full AUM trend chart and 4 historical filings spanning 25+ years

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Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InMO

Succession Risk

Elevated risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

34th percentile

Composite rank among MO advisers

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

20 clients

7 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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