RIA Intel›Advisers›Virginia›HEARTWOOD WEALTH ADVISORS, LLC

HEARTWOOD WEALTH ADVISORS, LLC

Advisory

N·RICHMOND, VA

Data as of Feb 6, 2026 · Source: SEC Form ADV

Total AUM

$1.5B

1-Year AUM Growth

+14.5%

3-Year CAGR

+8.7%

Employees

10

Assets Under Management

Total AUM$1.5B

Discretionary AUM$1.4B

Non-Discretionary AUM$140M

Discretionary %91%

Total Clients541

Team

Total Employees10

Investment Advisers13

Employee Growth (1Y)—

Filing History

Total Filings on Record16

First FilingJan 18, 2019

Latest FilingFeb 6, 2026

🔒 Full AUM trend chart and 16 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HEARTWOOD WEALTH ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.