RIA Intel›Advisers›California›HBA ADVISORS, LLC

HBA ADVISORS, LLC

Advisory

N·PASADENA, CA

Data as of May 21, 2024 · Source: SEC Form ADV

Total AUM

$234M

1-Year AUM Growth

+27.9%

3-Year CAGR

+3.4%

Employees

1

Assets Under Management

Total AUM$234M

Discretionary AUM$227M

Non-Discretionary AUM$7M

Discretionary %96.8%

Total Clients643

Team

Total Employees1

Investment Advisers4

Employee Growth (1Y)+100.0%

Filing History

Total Filings on Record37

First FilingNov 19, 2009

Latest FilingMay 21, 2024

🔒 Full AUM trend chart and 37 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HBA ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.