RIA Intel›Advisers›California›HAUSSMANN FINANCIAL INC.

HAUSSMANN FINANCIAL INC.

Advisory

N·LAKE FOREST, CA

Data as of Jun 26, 2024 · Source: SEC Form ADV

Total AUM

$779M

1-Year AUM Growth

+3.4%

3-Year CAGR

+1.4%

Employees

4

Assets Under Management

Total AUM$779M

Discretionary AUM$772M

Non-Discretionary AUM$7M

Discretionary %99.1%

Total Clients—

Team

Total Employees4

Investment Advisers5

Employee Growth (1Y)+16.7%

Filing History

Total Filings on Record41

First FilingMar 29, 2001

Latest FilingJun 26, 2024

🔒 Full AUM trend chart and 41 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HAUSSMANN FINANCIAL INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.