RIA Intel›Advisers›California›HATHAWAY FINANCIAL LLC

HATHAWAY FINANCIAL LLC

Advisory

CA

Data as of Feb 18, 2026 · Source: SEC Form ADV

Rank in CA

#3,704

of 5,480 advisers by AUM

Average account

$2M

across 21 accounts

AUM per adviser

$39M

1 advisers

Source: SEC Form ADV. Figures as filed Feb 18, 2026.

Total AUM

$39M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$39M

Discretionary AUM$39M

Non-Discretionary AUM$211K

Discretionary %99.5%

Total Clients21

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

21 clients

3 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

PENSION MAXIMA INVESTMENT ADVISORY, INC.

$39M

MAZZON JUSTIN SPENCER

$39M

PLATO'S PHILOSOPHY, LLC

$39M

LINDSAY, CHRISTOPHER BLAIR

APPLE VALLEY, CA

$39M

ARCHER ROW FINANCIAL, LLC

$39M

VINEYARD WEALTH ADVISORY LLC

$40M

Get the full picture on HATHAWAY FINANCIAL LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track HATHAWAY FINANCIAL LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans