RIA Intel›Advisers›California›HARRIS, MARK

HARRIS, MARK

Advisory

CA

Data as of Jan 28, 2026 · Source: SEC Form ADV

Rank in CA

#4,034

of 5,480 advisers by AUM

Average account

$450K

across 60 accounts

AUM per adviser

$27M

1 advisers

Source: SEC Form ADV. Figures as filed Jan 28, 2026.

Total AUM

$27M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$27M

Discretionary AUM$27M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients60

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

60 clients

8 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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EXETER INVESTMENT MANAGEMENT LLC

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