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HARPER CAPITAL MANAGEMENT, LTD.

Advisory

COLD SPRING, NY

Data as of Dec 26, 2025 · Source: SEC Form ADV

Rank in NY
#5,092
of 5,722 advisers by AUM
Average account
$465K
across 39 accounts
AUM per adviser
$18M
1 adviser

Source: SEC Form ADV. Figures as filed Dec 26, 2025.

Total AUM
$18M
Discretionary %
100%
Clients
28
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$18M
Discretionary AUM$18M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients28
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InNY
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in NY

Closest by assets under management. All figures from Form ADV.

UBS ENSO MANAGEMENT LLC
NEW YORK, NY
$18M
+81.5% 1Y
SPA ETFS INC.
NEW YORK, NY
$18M
+22.2% 1Y
THE HEALY GROUP LLC
$18M
PRENTICE INVESTMENT MANAGEMENT, LLC
GARRISON, NY
$18M
-4.7% 1Y
HOLMGREN CAPITAL MANAGEMENT, LLC
NEW YORK, NY
$18M
PINZ CAPITAL MANAGEMENT, LP
NEW YORK, NY
$18M
-97.2% 1Y

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