RIA Intel›Advisers›Indiana›HARBOR SPRINGS FINANCIAL MANAGEMENT LLC

HARBOR SPRINGS FINANCIAL MANAGEMENT LLC

Advisory

N·SOUTH BEND, IN

Data as of Jul 25, 2016 · Source: SEC Form ADV

Total AUM

$48M

1-Year AUM Growth

0.0%

3-Year CAGR

+22.3%

Employees

1

Assets Under Management

Total AUM$48M

Discretionary AUM$17M

Non-Discretionary AUM$32M

Discretionary %34.5%

Total Clients—

Team

Total Employees1

Investment Advisers3

Employee Growth (1Y)—

Filing History

Total Filings on Record11

First FilingSep 4, 2012

Latest FilingJul 25, 2016

🔒 Full AUM trend chart and 11 historical filings spanning 4+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HARBOR SPRINGS FINANCIAL MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.