RIA Intel›Advisers›Maryland›HARBOR INVESTMENT ADVISORY, LLC

HARBOR INVESTMENT ADVISORY, LLC

Advisory

N·LUTHERVILLE, MD

Data as of Jan 16, 2026 · Source: SEC Form ADV

Total AUM

$6.0B

1-Year AUM Growth

+14.8%

3-Year CAGR

+8.8%

Employees

28

Assets Under Management

Total AUM$6.0B

Discretionary AUM$3.2B

Non-Discretionary AUM$2.8B

Discretionary %52.7%

Total Clients3,326

Team

Total Employees28

Investment Advisers34

Employee Growth (1Y)-3.5%

Filing History

Total Filings on Record38

First FilingDec 2, 2009

Latest FilingJan 16, 2026

🔒 Full AUM trend chart and 38 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HARBOR INVESTMENT ADVISORY, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.