RIA Intel›Advisers›Alabama›HARBOR FINANCIAL SERVICES, LLC

HARBOR FINANCIAL SERVICES, LLC

Advisory

Y·MOBILE, AL

Data as of Aug 2, 2021 · Source: SEC Form ADV

Total AUM

$621M

1-Year AUM Growth

+23.8%

3-Year CAGR

+19.2%

Employees

55

Assets Under Management

Total AUM$621M

Discretionary AUM$325M

Non-Discretionary AUM$296M

Discretionary %52.3%

Total Clients—

Team

Total Employees55

Investment Advisers106

Employee Growth (1Y)—

Filing History

Total Filings on Record68

First FilingDec 20, 2005

Latest FilingAug 2, 2021

🔒 Full AUM trend chart and 68 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on HARBOR FINANCIAL SERVICES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.