RIA Intel›Advisers›New York›HANDELSBANKEN MARKETS SECURITIES, INC.

HANDELSBANKEN MARKETS SECURITIES, INC.

Advisory

N·NEW YORK, NY

Data as of Mar 8, 2013 · Source: SEC Form ADV

Total AUM
$1.5B
1-Year AUM Growth
+42.5%
3-Year CAGR
+25.2%
Employees
1
Assets Under Management
Total AUM$1.5B
Discretionary AUM$0
Non-Discretionary AUM$1.5B
Discretionary %0%
Total Clients—
Team
Total Employees1
Investment Advisers2
Employee Growth (1Y)—
Filing History
Total Filings on Record4
First FilingJan 27, 2010
Latest FilingMar 8, 2013
🔒 Full AUM trend chart and 4 historical filings spanning 3+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on HANDELSBANKEN MARKETS SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →