RIA Intel›Advisers›New York›GUGGENHEIM CORPORATE FUNDING, LLC

GUGGENHEIM CORPORATE FUNDING, LLC

Fund Manager

N·NEW YORK, NY

Data as of Jul 30, 2026 · Source: SEC Form ADV

Total AUM

$11.3B

1-Year AUM Growth

0.0%

3-Year CAGR

+41.9%

Employees

15

Assets Under Management

Total AUM$11.3B

Discretionary AUM$8.1B

Non-Discretionary AUM$3.2B

Discretionary %71.8%

Total Clients33

Team

Total Employees15

Investment Advisers16

Employee Growth (1Y)0.0%

Private Funds

Number of Private Funds16

🔒 Fund-level details including strategies, gross assets, and individual fund records

Filing History

Total Filings on Record15

First FilingMar 25, 2019

Latest FilingJul 30, 2026

🔒 Full AUM trend chart and 15 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GUGGENHEIM CORPORATE FUNDING, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.