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GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.

Advisory

LISLE, IL

Data as of Feb 4, 2026 · Source: SEC Form ADV

Rank in IL
#1,218
of 1,719 advisers by AUM
AUM change, 1 year
-3.4%
28th percentile in IL
AUM CAGR, 3 year
+1.0%
compound annual growth
Average account
$210K
across 224 accounts
AUM per adviser
$23M
2 advisers
Filing history
29
filings since 2004

Source: SEC Form ADV. Figures as filed Feb 4, 2026.

Total AUM
$47M
1-Year AUM Growth
-3.4%
3-Year CAGR
+1.0%
Employees
3
Assets Under Management
Total AUM$47M
Discretionary AUM$47M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients82
Team
Total Employees3
Investment Advisers2
Employee Growth (1Y)—
Filing History
Total Filings on Record29
First FilingApr 23, 2004
Latest FilingFeb 4, 2026
Full AUM trend chart and 29 historical filings spanning 22+ years
Included with Pro →
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureCorporation
Fiscal Year EndDecember
Operates InFL, IL, NC
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

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