RIA Intel›Advisers›New York›GUARDIAN INVESTOR SERVICES LLC

GUARDIAN INVESTOR SERVICES LLC

Advisory

N·NEW YORK, NY

Data as of Mar 25, 2015 · Source: SEC Form ADV

Total AUM

$4.9B

1-Year AUM Growth

-22.2%

3-Year CAGR

-1.3%

Employees

76

Assets Under Management

Total AUM$4.9B

Discretionary AUM$4.9B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees76

Investment Advisers76

Employee Growth (1Y)—

Filing History

Total Filings on Record48

First FilingFeb 1, 2001

Latest FilingMar 25, 2015

🔒 Full AUM trend chart and 48 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GUARDIAN INVESTOR SERVICES LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.