RIA Intel›Advisers›Michigan›GREGORY J. SCHWARTZ & CO., INC.

GREGORY J. SCHWARTZ & CO., INC.

Advisory

N·BLOOMFIELD HILLS, MI

Data as of Mar 30, 2026 · Source: SEC Form ADV

Total AUM

$10.5B

1-Year AUM Growth

+22.3%

3-Year CAGR

+10.0%

Employees

23

Assets Under Management

Total AUM$10.5B

Discretionary AUM$181M

Non-Discretionary AUM$10.3B

Discretionary %1.7%

Total Clients1,835

Team

Total Employees23

Investment Advisers30

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record38

First FilingFeb 24, 2004

Latest FilingMar 30, 2026

🔒 Full AUM trend chart and 38 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GREGORY J. SCHWARTZ & CO., INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.