RIA Intel›Advisers›Connecticut›GREENWICH INVESTMENT MANAGEMENT, INC.

GREENWICH INVESTMENT MANAGEMENT, INC.

Advisory

N·NORWALK, CT

Data as of Oct 4, 2024 · Source: SEC Form ADV

Total AUM

$593M

1-Year AUM Growth

-27.4%

3-Year CAGR

-16.7%

Employees

4

Assets Under Management

Total AUM$593M

Discretionary AUM$588M

Non-Discretionary AUM$5M

Discretionary %99.2%

Total Clients—

Team

Total Employees4

Investment Advisers8

Employee Growth (1Y)-50.0%

Filing History

Total Filings on Record53

First FilingMar 29, 2007

Latest FilingOct 4, 2024

🔒 Full AUM trend chart and 53 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on GREENWICH INVESTMENT MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.