RIA Intel›Advisers›California›GRAHAM & CO. ADVISORY, INC.

GRAHAM & CO. ADVISORY, INC.

Advisory

ORANGE, CA

Data as of Mar 23, 2026 · Source: SEC Form ADV

Rank in CA

#4,231

of 5,480 advisers by AUM

Average account

$1M

across 15 accounts

AUM per adviser

$21M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 23, 2026.

Total AUM

$21M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$21M

Discretionary AUM$21M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients15

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

15 clients

3 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

VALUETECH PRIVATE ADVISORS LLC

DIAMOND BAR, CA

$21M

STRATEGIC ADVISORY SERVICES INC

$21M

CORRIGIT CAPITAL GROUP

$21M

CAPITAL GUARD INVESTMENTS LLC

$21M

AL LOCY FINANCIAL SERVICES LLC

$21M

DARROW WEALTH GROUP LLC

$22M

Get the full picture on GRAHAM & CO. ADVISORY, INC.

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track GRAHAM & CO. ADVISORY, INC. and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans